Job Details

divh2Senior Compliance Manager/h2pThe Senior Compliance Manager will lead critical compliance projects and initiatives within our compliance framework. This role requires deep expertise in both financial markets regulation and technology compliance, strong project management skills, and the ability to work effectively in a fast-paced environment. Were looking for someone highly self-sufficient and accountable, someone who completes their work reliably, takes ownership, stays focused, and quickly picks up on context while maintaining a low operational footprint and minimal need for oversight./ph3What Youll Be Doing/h3pProject Leadership and Delivery/pulliLead major compliance projects such as:/liulliICT implementation reviews and compliance sign-offs/liliImplementation of new regulatory requirements across specific markets or asset classes/liliCompliance integration for new market access or trading venues/liliRegulatory remediation projects and control enhancements/li/ulliManage project timelines, resources, and stakeholder expectations/liliDefine project scope, deliverables, and success metrics/liliCoordinate cross-functional teams to ensure successful project implementation/li/ulpRegulatory Compliance Management/pulliOwn compliance responsibilities for assigned areas which may include:/liulliSpecific geographic regions (e.g., APAC markets, European venues)/liliRegulatory domains (e.g., market conduct, transaction reporting)/li/ulliDeep expertise in relevant regulations such as:/liulliUS: SEC Rule 15c3-5 (Market Access Rule), Reg NMS, Reg SHO, FINRA rules/liliEurope: MiFID II/MiFIR, MAR, EMIR/liliAsia: Jurisdiction-specific regulations in Singapore (MAS), Japan (HST), and other relevant markets/li/ul/ulpICT Implementation and Technology Compliance/pulliLead compliance oversight of ICT implementations and technology projects/liliReview and approve technology changes from a compliance perspective/liliMonitor compliance with regulatory technical standards (e.g., MiFID II RTS 6 algorithmic trading requirements)/liliCollaborate with technology teams to embed compliance controls in system architecture/liliOversee compliance aspects of system development lifecycle (SDLC)/liliEnsure proper documentation and audit trails for all technology implementations/li/ulpRegulatory Reporting and Filings/pulliOversee all regulatory reporting requirements including:/liulliTransaction reporting (CAT, TRACE, MiFID II transaction reporting)/liliPosition reporting and large trades reporting/liliRegulatory capital calculations and reporting/li/ulliManage regulatory examinations and inquiries/liliPrepare and file required regulatory documents and notifications/li/ulpStakeholder Management/pulliServe as compliance point of contact for assigned business areas or projects/liliParticipate in regulatory examinations and inquiries related to your areas of responsibility/liliPresent project updates and compliance metrics to stakeholders/li/ulpWhat We Look For In You/ppEducation and Certifications/pulliBachelors degree in Finance, Law, Economics, Computer Science, or related field (Masters or JD preferred)/liliRelevant professional certifications (e.g., Series 7, 24, 57, or international equivalents)/lili7-10+ years of compliance experience in financial services, with at least 3 years in electronic or algorithmic trading/liliDemonstrated experience in technology compliance and ICT implementation oversight/li/ulpTechnical Knowledge/pulliComprehensive knowledge of multi-jurisdictional regulations/liliStrong background in technology compliance, including:/liulliICT governance and control frameworks/liliAlgorithm development and testing requirements/liliSystem change management processes/liliTechnology audit and compliance testing/li/ulliExperience with order types, market data, and execution venues/liliKnowledge of regulatory technical standards for electronic trading/li/ulpSkills and Competencies/pulliProven ability to interpret complex regulations and apply them to HFT operations/liliStrong project management skills with experience leading complex, cross-functional initiatives/liliExcellent analytical and problem-solving abilities/liliOutstanding written and verbal communication skills/liliAbility to work both independently and collaboratively within a team environment/liliExperience managing multiple projects and priorities simultaneously/liliStrong stakeholder management and influencing skills/li/ulpNICE-TO-HAVE/pulliPrevious experience at a proprietary trading firm or HFT-focused organization/liliTechnical certifications (CISA, CISSP) or technology audit experience/liliExperience with DevOps compliance and continuous integration/deployment environments/liliKnowledge of cloud infrastructure compliance requirements/liliProgramming skills (Python, SQL) for data analysis and surveillance/li/ulpWhy You Should Join Our Team?/pulliGreat challenges with fast feedback loops/liliA welcoming group of highly qualified international professionals/liliCutting-edge hardware and technology/liliWork remotely from anywhere in the world/liliAccess any of our global offices anytime/liliFlexible schedule/lili40 paid days off/liliCompetitive salary/li/ul/div